Insider trading under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 involves buying or selling securities based on material non-public information, carrying up to 20 years in federal prison and a $5 million fine. Law Offices Of SRIS, P.C. has extensive criminal defense experience representing clients in New Kent County and throughout Virginia.
Insider Trading Lawyer in New Kent County, Virginia
Understanding Insider Trading Under Federal Law
Federal insider trading is defined under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, which prohibit the purchase or sale of securities based on material, non-public information. This statute applies to corporate insiders, tippees, and anyone who trades while in possession of confidential information. The U.S. Attorney’s Office for the Eastern District of Virginia prosecutes these cases in federal court, where penalties can include up to 20 years imprisonment and fines up to $5 million for individuals. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to defend clients against these serious charges.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
Official Legal References
Insider Knowledge of Federal Court in Virginia
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely seek indictments through grand juries and pursue aggressive sentencing under the Federal Sentencing Guidelines.
We have observed that federal judges in this district apply the guidelines with limited discretion, making pre-trial motions and negotiations critical.
Early intervention can often lead to favorable outcomes, including reduced charges or alternative resolutions.
- Do not speak to investigators without your attorney present.
- Preserve all documents, emails, and trading records immediately.
- Contact a federal criminal defense lawyer within 24 hours of learning of an investigation.
- Review the charges and evidence with your attorney to identify defenses.
- Attend all court hearings and comply with pre-trial conditions.
- Work with your attorney to negotiate or prepare for trial.
In New Kent County, insider trading under federal law carries penalties including up to 20 years imprisonment and fines up to $5 million for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million (individual) | Potential SEC sanctions, trading bans | Forfeiture of profits, restitution, supervised release |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million | Potential SEC sanctions | Forfeiture, restitution, supervised release |
Results may vary.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Case Results in New Kent County
Law Offices Of SRIS, P.C. has 4 documented results in New Kent County: 3 dismissed or not guilty, 1 reduced or amended — a favorable-outcome rate of 100% in all reported instances. Results may vary. These results include dismissals for charges such as possession of marijuana, excessive vehicle length, and reckless driving, demonstrating the firm’s ability to achieve favorable outcomes across practice areas.
Our Location and Service Area
Our location in Richmond is approximately 25 miles from New Kent County General District Court (12001 Courthouse Circle, New Kent, VA 23124), with access via I-64 and Route 33.
Insider Trading lawyer near New Kent County.
Serving the communities of New Kent, Providence Forge, and Quinton.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Richmond Location: 7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225 | (804) 201-9009
Frequently Asked Questions About Insider Trading in New Kent County
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
Yes. Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical. Cases are heard in the U.S. District Court for the Eastern District of Virginia under the Federal Criminal Code (18 U.S.C.) and Federal Sentencing Guidelines (USSG).
How does a Virginia lawyer defend against insider trading charges?
It depends. Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) to build the strongest possible defense.
What should I do if I am facing insider trading charges in Virginia?
Contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b), consequences may include fines, jail time, probation, or other sanctions. Consult a Virginia federal criminal attorney for case-specific guidance.
What is the penalty for a misdemeanor in New Kent County, Virginia?
A Class 1 misdemeanor in New Kent County carries up to 12 months in jail and a $2,500 fine. A Class 2 misdemeanor: up to 6 months/$1,000. Common charges include assault and battery (§ 18.2-57), petit larceny under $1,000 (§ 18.2-96), and driving on suspended (§ 46.2-301). Cases heard at New Kent County General District Court (12001 Courthouse Circle, New Kent, VA 23124).
Can criminal charges be expunged in New Kent County, Virginia?
Yes. Virginia allows expungement for acquittals, dismissals, and nolle prosequi under Va. Code § 19.2-392.2. Most convictions cannot be expunged. The petition is filed in New Kent County Circuit Court. First-offense marijuana possession may qualify through deferred disposition.
How does bail work in New Kent County, Virginia?
A magistrate sets bond after arrest. Personal recognizance (no payment) is common for first-offense misdemeanors in New Kent County. Secured bond (bail bondsman charges ~10%) is typical for felonies. Bond can be appealed to New Kent County General District Court.
Do I need a criminal defense lawyer in New Kent County, Virginia?
Yes. Criminal charges carry possible jail time, fines, and a permanent record that affects employment, housing, professional licenses, and immigration status. Even a misdemeanor at New Kent County General District Court has serious long-term consequences. Early legal representation is critical.
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