Federal insider trading charges under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 carry up to 20 years in prison and a $5 million fine for individuals; Law Offices Of SRIS, P.C. has extensive criminal defense experience in Henrico County, Virginia, and provides strategic representation at the U.S. District Court for the Eastern District of Virginia.
Insider Trading Lawyer in Henrico County, Virginia
Insider trading is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, which prohibit buying or selling securities based on material, non-public information. The U.S. Attorney’s Office for the Eastern District of Virginia prosecutes these cases in Henrico County. A conviction can result in up to 20 years of imprisonment and a $5 million fine for individuals, along with potential disgorgement of profits and SEC civil penalties. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience to defend clients facing these serious allegations.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
For the official text of the federal securities laws, visit the U.S. Department of Justice — Insider Trading (justice.gov). For SEC enforcement actions, see the SEC Insider Trading Page (sec.gov).
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely use sophisticated financial analysis and cooperating witnesses to build insider trading cases. We have observed that early intervention is critical to challenge the government’s evidence before formal charges are filed.
- Do not speak to investigators or SEC agents without your attorney present.
- Preserve all electronic communications, trading records, and financial documents.
- Contact a federal criminal defense lawyer immediately to assess your exposure.
- Your attorney will analyze the government’s evidence for procedural or constitutional violations.
- Negotiate with prosecutors pre-indictment to potentially avoid charges or reduce penalties.
- Prepare for trial or a plea agreement based on the strength of the evidence.
In Henrico County, federal insider trading carries severe penalties under 15 U.S.C. § 78j(b) and the U.S. Sentencing Guidelines.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million (individuals) | Potential SEC bars from securities industry | Disgorgement of profits, restitution, supervised release |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million | Potential SEC bars | Forfeiture, restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm’s deep familiarity with federal criminal procedure and the Eastern District of Virginia’s “Rocket Docket” provides clients with a strategic advantage in insider trading cases.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Henrico County, including documented results in state court matters. While specific federal insider trading case results are not available for this jurisdiction, the firm’s 4,739+ firm-wide results across VA, MD, DC, NY and NJ demonstrate a track record of favorable outcomes. Results may vary.
Our location in Richmond is approximately 10 miles from the Henrico County General District Court at 4301 East Parham Road, with access via I-64 and I-295. As an Insider Trading lawyer Henrico County, we serve the communities of Glen Allen, Short Pump, Innsbrook, Tuckahoe, Highland Springs, and Mechanicsville. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225
(804) 201-9009 | Toll-Free: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Henrico County
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
What is federal criminal court and how is it different in VA?
Federal criminal cases in VA are prosecuted by U.S. Attorneys in U.S. District Court and carry harsher sentencing guidelines than state charges. Law Offices Of SRIS, P.C. handles federal defense — (888) 437-7747.
How do federal sentencing guidelines work in Henrico County, Virginia?
Federal sentencing at U.S. District Court for the Eastern District of Virginia follows the U.S. Sentencing Guidelines — a points-based calculation using offense level and criminal history category. While advisory since Booker (2005), guidelines strongly influence sentencing. Mandatory minimum statutes override downward departures in many drug, firearm, and child exploitation offenses. Acceptance of responsibility, substantial assistance (§ 5K1.1), and safety-valve eligibility materially reduce exposure. Law Offices Of SRIS, P.C. — (888) 437-7747.
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under federal statutes to build the strongest possible defense.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include up to 20 years imprisonment and a $5 million fine for individuals. Consult a Virginia federal criminal attorney for case-specific guidance.
For more information about federal criminal defense in Virginia, visit our Conspiracy to Commit an Offense lawyer Virginia hub page. You may also find our Conspiracy to Commit an Offense lawyer Caroline County and Conspiracy to Commit an Offense lawyer Chesapeake pages useful. For related practice areas, see Business Dissolution Lawyer Henrico County and Business Succession Lawyer Henrico County.
Last verified: April 2026